About Me

Sergio began his investment industry career in 1986 joined Stifel in 2025 after previous stints with U.S. Trust, Bank of America Private Wealth Management, Morgan Stanley, and Wells Fargo Advisors. He earned a B.S. in Management and Human Resources from California State Polytechnic University Pomona and an M.S. in Personal Financial Planning with an emphasis in Continuing Education from the College of Financial Planning. Sergio also holds Series 7, 63, and 65 securities licenses.

In addition, Serigo earned the CERTIFIED FINANCIAL PLANNER^® certification from the Certified Financial Planner Board of Standards Inc., which identifies those individuals who have met the experience requirements of the CFP Board, have successfully completed financial planning coursework, and have passed the CFP^® Certification Examination.

Outside the office, Sergio enjoys staying active in his local community. He participates in several civic and community organizations, including the Inland Empire Community Foundation and Mary S. Roberts Pet Adoption Center. Sergio is married and has four daughters. When he gets some downtime, he enjoys running long-distance races, kayak fishing, and flying his own plane.